Registered Investment Adviser Firms
U.S. · 43,843 locations

There are 43,843 Registered Investment Adviser Firms in the US as of October 2026. They are in all 50 states, DC and Puerto Rico.

43,843 investment adviser firms, read on 28 October 2026 from the SEC's Form ADV filings. 17,254 are registered with the SEC and 6,800 file with it as exempt reporting advisers.

More about this list

16,309 are registered with a state and 3,480 are state exempt reporting advisers. Every firm has its CRD number and a phone. 78% list a website. About 70% report assets under management, employees and client counts. Each row keeps the firm's Form ADV answers: fees, services, client types, custody, affiliations, private funds and disclosures. 437 columns in all. The SEC withholds the street address of 12,062 firms (27.5%) because the main office is a home. Those rows say address_published N and have no map point. So 65% of firms have a map point. Form ADV holds no email address, so the list has none.

43,843Locations

52States

437Data Fields

October 28, 2026File built

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TryOnly rows marked umbrella registration

●Where the rows are

Map of where the Registered Investment Adviser Firms are — One dot for every ZIP code with at least one location. Ask above for any part of it: a state, a city, a distance.

≡Sample Data Preview

investment-adviser-list.csvscroll →UTF-8

name	address	city	state	zip	phone	website	legal name	crd number	sec number	sec region	umbrella registration	address2	country name	fax	mailing address	mailing address2	mailing city	mailing state	mailing zip	mailing country name	latest adv filing date	form adv version	source feed	address published	websites all	website count	other offices count	has website or social media	registered with foreign regulator	public reporting company	firm assets 1b or more	sec basis large adviser 100m plus	sec basis mid sized adviser	sec basis principal office outside us	sec basis adviser to registered investment company	sec basis adviser to bdc	sec basis pension consultant	sec basis related adviser	sec basis expects eligibility 120 days	sec basis multi state adviser	sec basis internet adviser	sec basis sec exemptive order	sec basis no longer eligible	organization form	fiscal year end month	organized in state	organized in country	employees total	employees investment advisory	employees broker dealer reps	employees state registered iars	employees iars for other advisers	employees insurance agents	solicitor firms or persons	clients without aum count	clients non us pct	clients individuals count	aum individuals usd	clients high net worth individuals count	aum high net worth individuals usd	clients banks thrifts count	aum banks thrifts usd	clients investment companies count	aum investment companies usd	clients bdcs count	aum bdcs usd	clients pooled vehicles count	aum pooled vehicles usd	clients pension plans count	aum pension plans usd	clients charities count	aum charities usd	clients state municipal government count	aum state municipal government usd	clients other investment advisers count	aum other investment advisers usd	clients insurance companies count	aum insurance companies usd	clients sovereign wealth foreign official count	aum sovereign wealth foreign official usd	clients corporations count	aum corporations usd	fee pct of aum	fee hourly	fee subscription	fee fixed	fee commissions	fee performance based	fee other	manages portfolios continuously	aum discretionary usd	aum non discretionary usd	aum total usd	accounts discretionary	accounts non discretionary	accounts total	aum non us clients usd	service financial planning	service portfolio mgmt individuals small business	service portfolio mgmt investment companies	service portfolio mgmt pooled vehicles	service portfolio mgmt institutional	service pension consulting	service selection of other advisers	service newsletters periodicals	service security ratings pricing	service market timing	service educational seminars	service other	wrap fee program	advice limited investment types	client assets computed differently	sma clients	sma borrowing	sma derivatives	sma custodian holds 10pct	ads performance results	ads specific advice	ads testimonials	ads endorsements	ads third party ratings	ads hypothetical performance	ads predecessor performance	other business	sells other products services	private fund adviser	principal transactions with clients	trades same securities as clients	recommends securities with ownership interest	agency cross transactions	recommends securities it underwrites	recommends securities with sales interest	discretion securities	discretion amount	discretion broker	discretion commission rates	discretionary broker is related	recommends brokers	recommended brokers related	soft dollar benefits	pays for client referrals	pays employees for client referrals	receives pay for client referrals	custody client cash	custody client securities	related custody client cash	related custody client securities	custodian sends statements	pooled vehicles audited	surprise examination	internal control report	acts as qualified custodian	related person qualified custodian	unnamed control person	has disclosures	disclosure felony conviction	disclosure felony charge	disclosure investment misdemeanor conviction	disclosure investment misdemeanor charge	disclosure sec cftc false statement	disclosure sec cftc violation	disclosure sec cftc caused violation	disclosure sec cftc order	disclosure sec cftc civil penalty	disclosure regulator false statement	disclosure regulator violation	disclosure regulator caused violation	disclosure regulator order	disclosure regulator licence action	disclosure sro false statement	disclosure sro rule violation	disclosure sro caused violation	disclosure sro disciplined	disclosure authorization revoked	disclosure pending proceeding	disclosure civil enjoined	disclosure civil found violation	disclosure civil dismissed settled	disclosure civil pending	registration type	sec status	sec registration date	notice filed states	notice filed states count	registration status	registration date	main office private residence	mailing address private residence	notice filings effective	books records elsewhere	books records city	books records state	books records locations count	succeeded another adviser	affiliated investment advisers count	affiliated ia bd count	affiliated broker dealers count	private funds count	private fund master feeder	hedge fund adviser	liquidity fund adviser	private equity fund adviser	real estate fund adviser	securitized fund adviser	venture capital fund adviser	other private fund adviser	private funds gross assets usd	private funds advised by others count	control persons public companies count	disclosure felony conviction count	disclosure felony charge count	disclosure investment misdemeanor conviction count	disclosure investment misdemeanor charge count	disclosure sec cftc false statement count	disclosure sec cftc violation count	disclosure sec cftc caused violation count	disclosure sec cftc order count	disclosure sec cftc civil penalty count	disclosure regulator false statement count	disclosure regulator violation count	disclosure regulator caused violation count	disclosure regulator order count	disclosure regulator licence action count	disclosure sro false statement count	disclosure sro rule violation count	disclosure sro caused violation count	disclosure sro disciplined count	disclosure authorization revoked count	disclosure pending proceeding count	disclosure civil enjoined count	disclosure civil found violation count	disclosure civil dismissed settled count	disclosure civil pending count	aum per account usd	mailing country	naics code	naics description	sic code	sic description	source files	source date	updated date	era venture capital fund adviser	era private fund adviser under 150m	era sbic adviser	related broker dealer	related investment adviser	related municipal advisor	related security based swap dealer	related major security based swap participant	related commodity pool operator cta	related futures commission merchant	related bank thrift	related trust company	related accountant	related lawyer	related insurance company agency	related pension consultant	related real estate broker dealer	related lp sponsor syndicator	related pooled vehicle sponsor gp	venture capital funds count	hedge funds count	twitter url	linkedin url	clients corporations fewer than 5	financial planning clients range	service other description	custody amount usd	custody clients count	qualified custodians count	custody total usd	cik	ads pays for testimonials ratings	related custody amount usd	related custody clients count	state registration states	state registration statuses	state registration dates	state registrations count	private equity funds count	clients other count	aum other usd	other private funds count	clients high net worth individuals fewer than 5	clients other description	clients other fewer than 5	organization form other	relying advisers count	real estate funds count	firm assets range	securitized funds count	part1b q1b2c	part1b q1b2d	part1b q1b2e1	part1b q1b2e2	part1b q1b2e3	part1b q1b2e4	part1b q1b2e5	part1b q1b2f1	part1b q1b2f2	part1b q1b2f3	part1b q1b2f4	part1b q1b2f5	part1b q1b2g2	part1b q1b2hscrtsnvsmt	part1b q1b2hnscrtsnvsmt	part1b q1b2i1	part1b q1b2i1a	part1b q1b2i1b	part1b q1b2i1c	part1b q1b2i2ai	part1b q1b2i2aiiatrny	part1b q1b2i2aiicpa	part1b q1b2i2aiioth	part1b q1b2i2b	part1b q1b2i3	part1b q1b2k1	part1b q1b2b4	part1b q1b2b1	part1b q1b2b2	address quality	zip4	country	source url
18.32 NORTH, LLC	5051 NORRE GADE	CHARLOTTE AMALIE	VI	00802	(340) 249-0182		18.32 NORTH, LLC	342764	801-137413	MIRO	N		United States								2026-09-01	10/2021	IAPD IA_FIRM_SEC_Feed	Y		0	0	N	N	N	N	N	N	N	N	N	N	N	Y	N	N	N	N	Limited Liability Company	December	VI	United States	3	3	0	1	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	Y	N	N	N	N	N	N	N								N	N	N	N	N	N	N	N	N	N	N	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	Y	Y	Y	N	N	N	N	N	N	N	N	Y	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	SEC-registered	Approved (120-day)	2026-10-02		1	Approved	2026-10-02																																																		523940	Portfolio Management and Investment Advice	6282	Investment Advice	IA_FIRM_SEC_Feed_10_28_2026.xml.gz; IA_FIRM_STATE_Feed_10_28_2026.xml.gz; ia100226.zip; ia100226-exempt.zip	2026-10-28	2026-10-28																										PORTFOLIO MANAGEMENT SERVICES FOR ETF; ETF IS IN THE PROCESS OF FORMATION	0	0	1			N								0	0																																							complete		US	https://adviserinfo.sec.gov/firm/summary/342764
ATV GP (VI) LLC	9800 BUCCANEER MALL	SAINT THOMAS	VI	00802	(314) 640-3300	https://atvfund.io/	ATV GP (VI) LLC	334497	802-131922	MIRO		SUITE 16	United States								2026-01-15	10/2021	IAPD IA_FIRM_SEC_Feed	Y	https://atvfund.io/	1	0	Y	N	N	N													Limited Liability Company	December	VI	United States																																																																													N	N	Y																												N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	SEC exempt reporting adviser	Active	2025-01-06		0	Active (exempt reporting)	2025-01-06	N						0		0	0	0	2	N	N	N	N	N	Y	N	N	.00	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0			523940	Portfolio Management and Investment Advice	6282	Investment Advice	IA_FIRM_SEC_Feed_10_28_2026.xml.gz; IA_FIRM_STATE_Feed_10_28_2026.xml.gz; ia100226.zip; ia100226-exempt.zip	2026-10-28	2026-10-28	N	Y	N																																															2																														complete		US	https://adviserinfo.sec.gov/firm/summary/334497
SOUTHERN EQUITY ADVISORS LLC	5093 DRONNINGEN'S GADE	ST. THOMAS	VI	00802	(877) 240-9233	https://www.southernequity.com	SOUTHERN EQUITY ADVISORS LLC	330821	801-130324	MIRO	Y	SUITE 5	United States								2026-03-20	10/2021	IAPD IA_FIRM_SEC_Feed	Y	HTTPS://WWW.SOUTHERNEQUITY.COM; https://www.linkedin.com/company/southernequity/; https://x.com/southernequity	3	0	Y	N	N	N	Y	N	N	N	N	N	N	N	N	N	N	N	Limited Liability Company	December	VI	United States	2	2	0	0	0	0	0	0	0			3	366297720							7	212677714													1	30140000	Y	Y	N	N	N	Y	N	Y	788115434	0	788115434	13	0	13	0	N	Y	N	Y	Y	N	N	N	N	N	N	N	N	N	N	Y		N		N	N	N	N	N	N	N	N	N	Y	N	Y	Y	N	Y	N	Y	Y	Y	Y	N	N		N	N	N	N	Y	Y	Y	Y	N	Y	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	SEC-registered	Approved	2024-05-22		1	Approved	2024-05-22	N		VI-05/22/2024	N			0	N	4	0	0	5	Y	Y	N	Y	N	N	Y	Y	210,677,714.00	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	60624264		523940	Portfolio Management and Investment Advice	6282	Investment Advice	IA_FIRM_SEC_Feed_10_28_2026.xml.gz; IA_FIRM_STATE_Feed_10_28_2026.xml.gz; ia100226.zip; ia100226-exempt.zip	2026-10-28	2026-10-28				N	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	Y	2	1	https://x.com/southernequity	https://www.linkedin.com/company/southernequity/	Fewer than 5 clients			396437720	4	2	607,215,434.00			210777714	7					1	1	179000000	1	Fewer than 5 clients	LIMITED LIABILITY PARTNERSHIPS	Fewer than 5 clients		4																																	complete		US	https://adviserinfo.sec.gov/firm/summary/330821
BLACK DIAMOND CAPITAL MANAGEMENT	5330 YACHT HAVEN GRANDE	ST. THOMAS	VI	00802	(340) 777-2950	http://www.bdcm.com	BLACK DIAMOND CAPITAL MANAGEMENT I, LLLP	154495	801-71712	MIRO	Y	SUITE 100, BOX 35	United States	(340) 776-4665	2187 ATLANTIC STREET	9TH FLOOR	STAMFORD	CT	06902	United States	2026-07-13	10/2021	IAPD IA_FIRM_SEC_Feed	Y	https://www.linkedin.com/company/black-diamond-capital-management; HTTP://WWW.BDCM.COM	2	3	Y	N	N	Y	Y	N	N	N	N	N	N	N	N	N	N	N	Other (specify)	December	VI	United States	100	44	0	0	0	0	0	0	67											38	10714142774															Y	N	N	N	N	Y	N	Y	10714142774	0	10714142774	38	0	38	2903940664	N	N	N	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	Y	Y	N	N	Y	Y	N	N	N	Y	Y	Y	N	N	N	N	Y	Y	Y	Y	N	N		N	N	N	N	Y	Y	Y	Y	N	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	SEC-registered	Approved	2010-08-10	;	2	Approved	2010-08-10	N	N	CT-08/10/2010, VI-04/01/2013	Y	STAMFORD	CT	10	N	0	0	0	33	Y	Y	N	Y	Y	Y	N	N	12,474,694,032.00	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	281951126	US	523940	Portfolio Management and Investment Advice	6282	Investment Advice	IA_FIRM_SEC_Feed_10_28_2026.xml.gz; IA_FIRM_STATE_Feed_10_28_2026.xml.gz; ia100226.zip; ia100226-exempt.zip	2026-10-28	2026-10-28				N	N	N	N	N	Y	N	N	N	N	N	N	N	N	N	Y		5		https://www.linkedin.com/company/black-diamond-capital-management				8489564533	25	4	16,979,129,066.00	1282197	N	8489564533	25					13							LIMITED LIABILITY LIMITED PARTNERSHIP (LLLP)	36	1	$10 billion - $50 billion	14																														complete	5032	US	https://adviserinfo.sec.gov/firm/summary/154495
INOVE ASSET MANAGEMENT, L.L.C.	50 ESTATE THOMAS	ST. THOMAS	VI	00802	(800) 340-5020	http://www.inoveam.com	INOVE ASSET MANAGEMENT, L.L.C.	157224			N	SUITE 201	United States	(888) 408-8885	6501 RED HOOK PLAZA	SUITE 201	ST. THOMAS	VI	00802	United States	2026-03-30	10/2021	IAPD IA_FIRM_STATE_Feed	Y	HTTP://WWW.INOVEAM.COM	1	0	Y	N	N	N													Limited Liability Company	December	VI	United States	1	1	0	1	0	0	0	0	0	6	1173631		284079																							Y	Y	N	Y	N	N	N	Y	1457710	0	1457710	7	0	7	0	Y	Y	N	N	Y	Y	N	N	N	N	Y	N	N	N	N	Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	Y	Y	N	N		Y	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	N	State-registered					Approved	2015-02-03																																																208244	US	523940	Portfolio Management and Investment Advice	6282	Investment Advice	IA_FIRM_SEC_Feed_10_28_2026.xml.gz; IA_FIRM_STATE_Feed_10_28_2026.xml.gz; ia100226.zip; ia100226-exempt.zip	2026-10-28	2026-10-28																									0										VI	Approved	2015-02-03	1					Fewer than 5 clients								N	N	N	N	N	N	N	N	N	N	N	N	OFFICER OF A PUBLIC COMPANY. TIME SPENT IS APPROXIMATELY 20 HOURS PER WEEK.	Under $100,000	Under $100,000	Y	Y	Y	Y	N	N	N	N	N	N	2010-06-23	Y	SURITY ONE INSURANCE COMPANY	15000	complete		US	https://adviserinfo.sec.gov/firm/summary/157224

Five sample rows; the file you buy has all 437 columns.

{}What's in each row

Field	What it is	Rows filled
name	Firm name (business name on Form ADV)	100%
legal_name	Legal name	100%
crd_number	FINRA CRD number of the firm	100%
sec_number	SEC file number (801- or 802-), where SEC-registered or reporting	60%
sec_region	SEC regional office	55%
umbrella_registration	Y when the firm files as an umbrella registration with relying advisers	76%
address	Main office street (blank when the SEC withholds it)	73%
address2	Second main office line	48%
city	Main office city	73%
state	Main office state	65%
zip	Main office ZIP or postal code	72%
country_name	Main office country	73%
phone	Main office phone	100%
fax	Main office fax	40%
mailing_address	Mailing address, where different	11%
mailing_address2	Second mailing address line	5%
mailing_city	Mailing city	11%
mailing_state	Mailing state	11%
mailing_zip	Mailing ZIP	11%
mailing_country_name	Mailing country	11%
latest_adv_filing_date	Date of the latest Form ADV filing	100%
form_adv_version	Form ADV version filed	100%
source_feed	IAPD feed(s) the firm is in (SEC, state or both)	100%
address_published	N when the SEC withholds the main office street because it is a home	100%
website	Main website from Form ADV	78%
websites_all	Every website and social page the firm lists, joined with \|	80%
website_count	Number of websites listed	100%
other_offices_count	Number of other offices (Item 1.F)	100%
has_website_or_social_media	Item 1.I: has a website or social media	100%
registered_with_foreign_regulator	Item 1.M: registered with a foreign financial regulator	100%
public_reporting_company	Item 1.N: a public reporting company	100%
firm_assets_1b_or_more	Item 1.O: the firm's own assets are $1 billion or more	100%
lei	Legal Entity Identifier	12%
sec_basis_large_adviser_100m_plus	Item 2.A basis for SEC registration: large adviser $100M plus	39%
sec_basis_mid_sized_adviser	Item 2.A basis for SEC registration: mid sized adviser	39%
sec_basis_principal_office_outside_us	Item 2.A basis for SEC registration: principal office outside U.S.	39%
sec_basis_adviser_to_registered_investment_company	Item 2.A basis for SEC registration: adviser to registered investment company	39%
sec_basis_adviser_to_bdc	Item 2.A basis for SEC registration: adviser to business development company	39%
sec_basis_pension_consultant	Item 2.A basis for SEC registration: pension consultant	39%
sec_basis_related_adviser	Item 2.A basis for SEC registration: related adviser	39%
sec_basis_expects_eligibility_120_days	Item 2.A basis for SEC registration: expects eligibility 120 days	39%
sec_basis_multi_state_adviser	Item 2.A basis for SEC registration: multi state adviser	39%
sec_basis_internet_adviser	Item 2.A basis for SEC registration: internet adviser	39%
sec_basis_sec_exemptive_order	Item 2.A basis for SEC registration: SEC exemptive order	39%
sec_basis_no_longer_eligible	Item 2.A basis for SEC registration: no longer eligible	39%
organization_form	Form of organisation (corporation, LLC, partnership, sole proprietorship)	100%
fiscal_year_end_month	Month the fiscal year ends	100%
organized_in_state	State of organisation	92%
organized_in_country	Country of organisation	100%
employees_total	Item 5.A: total employees	77%
employees_investment_advisory	Item 5.B employees: investment advisory	77%
employees_broker_dealer_reps	Item 5.B employees: broker-dealer reps	77%
employees_state_registered_iars	Item 5.B employees: state registered investment adviser representatives	77%
employees_iars_for_other_advisers	Item 5.B employees: investment adviser representatives for other advisers	77%
employees_insurance_agents	Item 5.B employees: insurance agents	77%
solicitor_firms_or_persons	Solicitor firms or persons	77%
clients_without_aum_count	Item 5.D clients: without assets under management (number)	77%
clients_non_us_pct	Item 5.D clients: non U.S., percent	77%
clients_individuals_count	Item 5.D clients: individuals (number)	53%
clients_individuals_fewer_than_5	Item 5.D clients: individuals: Y when fewer than 5 such clients	5%
aum_individuals_usd	Item 5.D/5.F assets under management: individuals, U.S. dollars	54%
clients_high_net_worth_individuals_count	Item 5.D clients: high net worth individuals (number)	51%
aum_high_net_worth_individuals_usd	Item 5.D/5.F assets under management: high net worth individuals, U.S. dollars	52%
clients_banks_thrifts_count	Item 5.D clients: banks and thrifts (number)	24%
aum_banks_thrifts_usd	Item 5.D/5.F assets under management: banks and thrifts, U.S. dollars	22%
clients_investment_companies_count	Item 5.D clients: investment companies (number)	26%
aum_investment_companies_usd	Item 5.D/5.F assets under management: investment companies, U.S. dollars	24%
clients_bdcs_count	Item 5.D clients: business development companies (number)	24%
aum_bdcs_usd	Item 5.D/5.F assets under management: business development companies, U.S. dollars	22%
clients_pooled_vehicles_count	Item 5.D clients: pooled vehicles (number)	36%
aum_pooled_vehicles_usd	Item 5.D/5.F assets under management: pooled vehicles, U.S. dollars	34%
clients_pension_plans_count	Item 5.D clients: pension plans (number)	30%
aum_pension_plans_usd	Item 5.D/5.F assets under management: pension plans, U.S. dollars	31%
clients_charities_count	Item 5.D clients: charities (number)	29%
aum_charities_usd	Item 5.D/5.F assets under management: charities, U.S. dollars	31%
clients_state_municipal_government_count	Item 5.D clients: state and municipal government (number)	24%
aum_state_municipal_government_usd	Item 5.D/5.F assets under management: state and municipal government, U.S. dollars	23%
clients_other_investment_advisers_count	Item 5.D clients: other investment advisers (number)	24%
aum_other_investment_advisers_usd	Item 5.D/5.F assets under management: other investment advisers, U.S. dollars	23%
clients_insurance_companies_count	Item 5.D clients: insurance companies (number)	24%
aum_insurance_companies_usd	Item 5.D/5.F assets under management: insurance companies, U.S. dollars	23%
clients_sovereign_wealth_foreign_official_count	Item 5.D clients: sovereign wealth funds and foreign officials (number)	24%
aum_sovereign_wealth_foreign_official_usd	Item 5.D/5.F assets under management: sovereign wealth funds and foreign officials, U.S. dollars	22%
clients_corporations_count	Item 5.D clients: corporations (number)	30%
aum_corporations_usd	Item 5.D/5.F assets under management: corporations, U.S. dollars	32%
fee_pct_of_aum	Item 5.E compensation: percent of assets under management	77%
fee_hourly	Item 5.E compensation: hourly	77%
fee_subscription	Item 5.E compensation: subscription	77%
fee_fixed	Item 5.E compensation: fixed	77%
fee_commissions	Item 5.E compensation: commissions	77%
fee_performance_based	Item 5.E compensation: performance based	77%
fee_other	Item 5.E compensation: other	77%
manages_portfolios_continuously	Manages portfolios continuously	77%
aum_discretionary_usd	Item 5.F: discretionary assets under management, U.S. dollars	70%
aum_non_discretionary_usd	Item 5.F: non-discretionary assets under management, U.S. dollars	70%
aum_total_usd	Item 5.F: regulatory assets under management, U.S. dollars	70%
accounts_discretionary	Item 5.F: discretionary accounts	70%
accounts_non_discretionary	Item 5.F: non-discretionary accounts	70%
accounts_total	Item 5.F: total accounts	70%
aum_non_us_clients_usd	Item 5.D/5.F assets under management: non U.S. clients, U.S. dollars	70%
service_financial_planning	Item 5.G advisory service: financial planning	77%
service_portfolio_mgmt_individuals_small_business	Item 5.G advisory service: portfolio management individuals small business	77%
service_portfolio_mgmt_investment_companies	Item 5.G advisory service: portfolio management investment companies	77%
service_portfolio_mgmt_pooled_vehicles	Item 5.G advisory service: portfolio management pooled vehicles	77%
service_portfolio_mgmt_institutional	Item 5.G advisory service: portfolio management institutional	77%
service_pension_consulting	Item 5.G advisory service: pension consulting	77%
service_selection_of_other_advisers	Item 5.G advisory service: selection of other advisers	77%
service_newsletters_periodicals	Item 5.G advisory service: newsletters periodicals	77%
service_security_ratings_pricing	Item 5.G advisory service: security ratings pricing	77%
service_market_timing	Item 5.G advisory service: market timing	77%
service_educational_seminars	Item 5.G advisory service: educational seminars	77%
service_other	Item 5.G advisory service: other	77%
wrap_fee_program	Item 5.I wrap fee programs: fee program	76%
advice_limited_investment_types	Advice limited investment types	77%
client_assets_computed_differently	Client assets computed differently	76%
sma_clients	Item 5.K separately managed accounts: clients	76%
sma_borrowing	Item 5.K separately managed accounts: borrowing	68%
sma_derivatives	Item 5.K separately managed accounts: derivatives	68%
sma_custodian_holds_10pct	Item 5.K separately managed accounts: custodian holds 10%	68%
ads_performance_results	Item 5.L marketing: performance results	73%
ads_specific_advice	Item 5.L marketing: specific advice	73%
ads_testimonials	Item 5.L marketing: testimonials	73%
ads_endorsements	Item 5.L marketing: endorsements	73%
ads_third_party_ratings	Item 5.L marketing: third party ratings	73%
ads_hypothetical_performance	Item 5.L marketing: hypothetical performance	70%
ads_predecessor_performance	Item 5.L marketing: predecessor performance	70%
other_business	Other business	100%
sells_other_products_services	Sells other products services	100%
private_fund_adviser	Private fund adviser	100%
principal_transactions_with_clients	Principal transactions with clients	77%
trades_same_securities_as_clients	Trades same securities as clients	77%
recommends_securities_with_ownership_interest	Recommends securities with ownership interest	77%
agency_cross_transactions	Agency cross transactions	77%
recommends_securities_it_underwrites	Recommends securities it underwrites	77%
recommends_securities_with_sales_interest	Recommends securities with sales interest	77%
discretion_securities	Item 8.C discretion over: securities	77%
discretion_amount	Item 8.C discretion over: amount	77%
discretion_broker	Item 8.C discretion over: broker	77%
discretion_commission_rates	Item 8.C discretion over: commission rates	77%
discretionary_broker_is_related	Discretionary broker is related	42%
recommends_brokers	Recommends brokers	77%
recommended_brokers_related	Recommended brokers related	59%
soft_dollar_benefits	Soft dollar benefits	77%
pays_for_client_referrals	Pays for client referrals	76%
pays_employees_for_client_referrals	Pays employees for client referrals	76%
receives_pay_for_client_referrals	Receives pay for client referrals	77%
custody_client_cash	Item 9 custody: client cash	77%
custody_client_securities	Item 9 custody: client securities	77%
related_custody_client_cash	Item 7.A related person is a: custody client cash	77%
related_custody_client_securities	Item 7.A related person is a: custody client securities	77%
custodian_sends_statements	Custodian sends statements	77%
pooled_vehicles_audited	Pooled vehicles audited	77%
surprise_examination	Surprise examination	77%
internal_control_report	Internal control report	77%
acts_as_qualified_custodian	Item 9.D: the firm acts as qualified custodian for clients	77%
related_person_qualified_custodian	Item 9.D: a related person acts as qualified custodian for clients	77%
unnamed_control_person	Unnamed control person	100%
has_disclosures	Has disclosures	100%
disclosure_felony_conviction	Item 11 disclosure: felony conviction	100%
disclosure_felony_charge	Item 11 disclosure: felony charge	100%
disclosure_investment_misdemeanor_conviction	Item 11 disclosure: investment misdemeanor conviction	100%
disclosure_investment_misdemeanor_charge	Item 11 disclosure: investment misdemeanor charge	100%
disclosure_sec_cftc_false_statement	Item 11 disclosure: SEC CFTC false statement	100%
disclosure_sec_cftc_violation	Item 11 disclosure: SEC CFTC violation	100%
disclosure_sec_cftc_caused_violation	Item 11 disclosure: SEC CFTC caused violation	100%
disclosure_sec_cftc_order	Item 11 disclosure: SEC CFTC order	100%
disclosure_sec_cftc_civil_penalty	Item 11 disclosure: SEC CFTC civil penalty	100%
disclosure_regulator_false_statement	Item 11 disclosure: regulator false statement	100%
disclosure_regulator_violation	Item 11 disclosure: regulator violation	100%
disclosure_regulator_caused_violation	Item 11 disclosure: regulator caused violation	100%
disclosure_regulator_order	Item 11 disclosure: regulator order	100%
disclosure_regulator_licence_action	Item 11 disclosure: regulator licence action	100%
disclosure_sro_false_statement	Item 11 disclosure: self-regulatory organisation false statement	100%
disclosure_sro_rule_violation	Item 11 disclosure: self-regulatory organisation rule violation	100%
disclosure_sro_caused_violation	Item 11 disclosure: self-regulatory organisation caused violation	100%
disclosure_sro_disciplined	Item 11 disclosure: self-regulatory organisation disciplined	100%
disclosure_authorization_revoked	Item 11 disclosure: authorization revoked	100%
disclosure_pending_proceeding	Item 11 disclosure: pending proceeding	100%
disclosure_civil_enjoined	Item 11 disclosure: civil enjoined	100%
disclosure_civil_found_violation	Item 11 disclosure: civil found violation	100%
disclosure_civil_dismissed_settled	Item 11 disclosure: civil dismissed settled	100%
disclosure_civil_pending	Item 11 disclosure: civil pending	100%
registration_type	SEC-registered, SEC exempt reporting adviser, state-registered or state exempt reporting adviser	100%
sec_status	SEC registration status	55%
sec_registration_date	Date of SEC registration	55%
notice_filed_states	States the firm notice-files in	25%
notice_filed_states_count	Number of notice-filing states	55%
registration_status	Registration status	100%
registration_date	Registration date	100%
main_office_private_residence	Y when the main office is a private residence	55%
mailing_address_private_residence	Y when the mailing address is a private residence	5%
notice_filings_effective	Notice filings effective	35%
books_records_elsewhere	Books records elsewhere	39%
books_records_city	Books records city	25%
books_records_state	Books records state	19%
books_records_locations_count	Books records locations (number)	55%
succeeded_another_adviser	Succeeded another adviser	39%
affiliated_investment_advisers_count	Affiliated investment advisers (number)	55%
affiliated_ia_bd_count	Affiliated investment adviser broker-dealer (number)	55%
affiliated_broker_dealers_count	Affiliated broker-dealers (number)	55%
private_funds_count	Private funds (number)	55%
private_fund_master_feeder	Private fund master feeder	55%
hedge_fund_adviser	Hedge fund adviser	55%
liquidity_fund_adviser	Liquidity fund adviser	55%
private_equity_fund_adviser	Private equity fund adviser	55%
real_estate_fund_adviser	Real estate fund adviser	55%
securitized_fund_adviser	Securitized fund adviser	55%
venture_capital_fund_adviser	Venture capital fund adviser	55%
other_private_fund_adviser	Other private fund adviser	55%
private_funds_gross_assets_usd	Private funds gross assets, U.S. dollars	55%
private_funds_advised_by_others_count	Private funds advised by others (number)	55%
control_persons_public_companies_count	Control persons public companies (number)	55%
disclosure_felony_conviction_count	Item 11 disclosure: felony conviction (number)	55%
disclosure_felony_charge_count	Item 11 disclosure: felony charge (number)	55%
disclosure_investment_misdemeanor_conviction_count	Item 11 disclosure: investment misdemeanor conviction (number)	55%
disclosure_investment_misdemeanor_charge_count	Item 11 disclosure: investment misdemeanor charge (number)	55%
disclosure_sec_cftc_false_statement_count	Item 11 disclosure: SEC CFTC false statement (number)	55%
disclosure_sec_cftc_violation_count	Item 11 disclosure: SEC CFTC violation (number)	55%
disclosure_sec_cftc_caused_violation_count	Item 11 disclosure: SEC CFTC caused violation (number)	55%
disclosure_sec_cftc_order_count	Item 11 disclosure: SEC CFTC order (number)	55%
disclosure_sec_cftc_civil_penalty_count	Item 11 disclosure: SEC CFTC civil penalty (number)	55%
disclosure_regulator_false_statement_count	Item 11 disclosure: regulator false statement (number)	55%
disclosure_regulator_violation_count	Item 11 disclosure: regulator violation (number)	55%
disclosure_regulator_caused_violation_count	Item 11 disclosure: regulator caused violation (number)	55%
disclosure_regulator_order_count	Item 11 disclosure: regulator order (number)	55%
disclosure_regulator_licence_action_count	Item 11 disclosure: regulator licence action (number)	55%
disclosure_sro_false_statement_count	Item 11 disclosure: self-regulatory organisation false statement (number)	55%
disclosure_sro_rule_violation_count	Item 11 disclosure: self-regulatory organisation rule violation (number)	55%
disclosure_sro_caused_violation_count	Item 11 disclosure: self-regulatory organisation caused violation (number)	55%
disclosure_sro_disciplined_count	Item 11 disclosure: self-regulatory organisation disciplined (number)	55%
disclosure_authorization_revoked_count	Item 11 disclosure: authorization revoked (number)	55%
disclosure_pending_proceeding_count	Item 11 disclosure: pending proceeding (number)	55%
disclosure_civil_enjoined_count	Item 11 disclosure: civil enjoined (number)	55%
disclosure_civil_found_violation_count	Item 11 disclosure: civil found violation (number)	55%
disclosure_civil_dismissed_settled_count	Item 11 disclosure: civil dismissed settled (number)	55%
disclosure_civil_pending_count	Item 11 disclosure: civil pending (number)	55%
aum_per_account_usd	Assets under management divided by accounts	66%
country	Country code of the main office	73%
mailing_country	Country code of the mailing address	11%
naics_code	NAICS industry code	100%
naics_description	NAICS industry title	100%
sic_code	SIC industry code	100%
sic_description	SIC industry title	100%
source_url	The firm's page on adviserinfo.sec.gov	100%
source_files	SEC files the row was built from	100%
source_date	Date of the IAPD feeds	100%
updated_date	Date the list was built	100%
era_venture_capital_fund_adviser	Item 2.B exempt reporting basis: venture capital fund adviser	16%
era_private_fund_adviser_under_150m	Item 2.B exempt reporting basis: private fund adviser under $150M	16%
era_sbic_adviser	Item 2.B exempt reporting basis: SBIC adviser	16%
related_broker_dealer	Item 7.A related person is a: broker-dealer	52%
related_investment_adviser	Item 7.A related person is a: investment adviser	52%
related_municipal_advisor	Item 7.A related person is a: municipal advisor	52%
related_security_based_swap_dealer	Item 7.A related person is a: security based swap dealer	52%
related_major_security_based_swap_participant	Item 7.A related person is a: major security based swap participant	52%
related_commodity_pool_operator_cta	Item 7.A related person is a: commodity pool operator CTA	52%
related_futures_commission_merchant	Item 7.A related person is a: futures commission merchant	52%
related_bank_thrift	Item 7.A related person is a: bank thrift	52%
related_trust_company	Item 7.A related person is a: trust company	52%
related_accountant	Item 7.A related person is a: accountant	52%
related_lawyer	Item 7.A related person is a: lawyer	52%
related_insurance_company_agency	Item 7.A related person is a: insurance company agency	52%
related_pension_consultant	Item 7.A related person is a: pension consultant	52%
related_real_estate_broker_dealer	Item 7.A related person is a: real estate broker-dealer	52%
related_lp_sponsor_syndicator	Item 7.A related person is a: LP sponsor syndicator	52%
related_pooled_vehicle_sponsor_gp	Item 7.A related person is a: pooled vehicle sponsor GP	52%
venture_capital_funds_count	Venture capital funds (number)	8%
hedge_funds_count	Hedge funds (number)	9%
twitter_url	X (Twitter) page listed on Form ADV	16%
linkedin_url	LinkedIn page listed on Form ADV	46%
clients_corporations_fewer_than_5	Item 5.D clients: corporations: Y when fewer than 5 such clients	10%
financial_planning_clients_range	Financial planning clients range	52%
soft_dollars_within_28e_safe_harbor	Soft dollars within 28(e) safe harbor	35%
clients_charities_fewer_than_5	Item 5.D clients: charities: Y when fewer than 5 such clients	11%
clients_insurance_companies_fewer_than_5	Item 5.D clients: insurance companies: Y when fewer than 5 such clients	4%
service_other_description	Item 5.G advisory service: other description	11%
wrap_aum_as_sponsor_usd	Item 5.I wrap fee programs: assets under management as sponsor, U.S. dollars	6%
wrap_aum_as_portfolio_manager_usd	Item 5.I wrap fee programs: assets under management as portfolio manager, U.S. dollars	6%
wrap_aum_as_sponsor_and_manager_usd	Item 5.I wrap fee programs: assets under management as sponsor and manager, U.S. dollars	6%
custody_amount_usd	Item 9 custody: amount, U.S. dollars	28%
custody_clients_count	Item 9 custody: clients (number)	28%
qualified_custodians_count	Qualified custodians (number)	38%
wrap_fee_programs_count	Item 5.I wrap fee programs: fee programs (number)	4%
custody_total_usd	Item 9 custody: total, U.S. dollars	24%
clients_banks_thrifts_fewer_than_5	Item 5.D clients: banks and thrifts: Y when fewer than 5 such clients	3%
clients_state_municipal_government_fewer_than_5	Item 5.D clients: state and municipal government: Y when fewer than 5 such clients	4%
clients_other_investment_advisers_fewer_than_5	Item 5.D clients: other investment advisers: Y when fewer than 5 such clients	4%
clients_sovereign_wealth_foreign_official_fewer_than_5	Item 5.D clients: sovereign wealth funds and foreign officials: Y when fewer than 5 such clients	3%
cik	SEC Central Index Key	11%
sma_mix_exchange_traded_equity_pct	Item 5.K separately managed account asset mix: exchange traded equity, percent	2%
sma_mix_non_exchange_equity_pct	Item 5.K separately managed account asset mix: non exchange equity, percent	2%
sma_mix_us_government_bonds_pct	Item 5.K separately managed account asset mix: U.S. government bonds, percent	2%
sma_mix_us_state_local_bonds_pct	Item 5.K separately managed account asset mix: U.S. state local bonds, percent	2%
sma_mix_sovereign_bonds_pct	Item 5.K separately managed account asset mix: sovereign bonds, percent	2%
sma_mix_investment_grade_corporate_bonds_pct	Item 5.K separately managed account asset mix: investment grade corporate bonds, percent	2%
sma_mix_non_investment_grade_corporate_bonds_pct	Item 5.K separately managed account asset mix: non investment grade corporate bonds, percent	2%
sma_mix_derivatives_pct	Item 5.K separately managed account asset mix: derivatives, percent	2%
sma_mix_registered_investment_company_securities_pct	Item 5.K separately managed account asset mix: registered investment company securities, percent	2%
sma_mix_pooled_vehicle_securities_pct	Item 5.K separately managed account asset mix: pooled vehicle securities, percent	2%
sma_mix_cash_pct	Item 5.K separately managed account asset mix: cash, percent	2%
sma_mix_other_pct	Item 5.K separately managed account asset mix: other, percent	2%
ads_pays_for_testimonials_ratings	Item 5.L marketing: pays for testimonials ratings	33%
also_broker_dealer	Item 6.A also acts as: broker-dealer	22%
also_broker_dealer_rep	Item 6.A also acts as: broker-dealer rep	22%
also_commodity_pool_operator_cta	Item 6.A also acts as: commodity pool operator CTA	22%
also_futures_commission_merchant	Item 6.A also acts as: futures commission merchant	22%
also_real_estate_broker	Item 6.A also acts as: real estate broker	22%
also_insurance_broker_agent	Item 6.A also acts as: insurance broker agent	22%
also_bank	Item 6.A also acts as: bank	22%
also_trust_company	Item 6.A also acts as: trust company	22%
also_municipal_advisor	Item 6.A also acts as: municipal advisor	22%
also_security_based_swap_dealer	Item 6.A also acts as: security based swap dealer	22%
also_major_security_based_swap_participant	Item 6.A also acts as: major security based swap participant	22%
also_accountant	Item 6.A also acts as: accountant	22%
also_lawyer	Item 6.A also acts as: lawyer	22%
also_other_financial_product_salesperson	Item 6.A also acts as: other financial product salesperson	22%
related_custody_amount_usd	Item 7.A related person is a: custody amount, U.S. dollars	16%
related_custody_clients_count	Item 7.A related person is a: custody clients (number)	16%
state_registration_states	States the firm is registered in	38%
state_registration_statuses	Status of each state registration	38%
state_registration_dates	Date of each state registration	38%
state_registrations_count	Number of state registrations	50%
state_era_states	States where the firm is a state exempt reporting adviser	12%
state_era_dates	Dates of those state filings	12%
private_equity_funds_count	Private equity funds (number)	10%
clients_other_count	Item 5.D clients: other (number)	22%
aum_other_usd	Item 5.D/5.F assets under management: other, U.S. dollars	22%
other_private_funds_count	Other private funds (number)	4%
advised_rics_bdcs_count	Advised RICs business development companies (number)	4%
facebook_url	Facebook page listed on Form ADV	19%
other_business_is_primary	Other business is primary	10%
youtube_url	YouTube channel listed on Form ADV	8%
also_other_financial_product_description	Item 6.A also acts as: other financial product description	2%
instagram_url	Instagram page listed on Form ADV	10%
fee_other_description	Item 5.E compensation: other description	10%
clients_pension_plans_fewer_than_5	Item 5.D clients: pension plans: Y when fewer than 5 such clients	9%
last_surprise_exam_month	Last surprise exam month	4%
clients_high_net_worth_individuals_fewer_than_5	Item 5.D clients: high net worth individuals: Y when fewer than 5 such clients	8%
clients_other_description	Item 5.D clients: other description	4%
clients_other_fewer_than_5	Item 5.D clients: other: Y when fewer than 5 such clients	2%
organization_form_other	Organization form other	3%
relying_advisers_count	Relying advisers (number)	2%
financial_planning_clients_over_500	Financial planning clients over 500	1%
real_estate_funds_count	Real estate funds (number)	2%
firm_assets_range	Item 1.O: range of the firm's own assets	2%
part1b_q1b2c	Form ADV Part 1B item Q1B2C (state-registered advisers), as filed	37%
part1b_q1b2d	Form ADV Part 1B item Q1B2D (state-registered advisers), as filed	37%
part1b_q1b2e1	Form ADV Part 1B item Q1B2E1 (state-registered advisers), as filed	37%
part1b_q1b2e2	Form ADV Part 1B item Q1B2E2 (state-registered advisers), as filed	37%
part1b_q1b2e3	Form ADV Part 1B item Q1B2E3 (state-registered advisers), as filed	37%
part1b_q1b2e4	Form ADV Part 1B item Q1B2E4 (state-registered advisers), as filed	37%
part1b_q1b2e5	Form ADV Part 1B item Q1B2E5 (state-registered advisers), as filed	37%
part1b_q1b2f1	Form ADV Part 1B item Q1B2F1 (state-registered advisers), as filed	37%
part1b_q1b2f2	Form ADV Part 1B item Q1B2F2 (state-registered advisers), as filed	37%
part1b_q1b2f3	Form ADV Part 1B item Q1B2F3 (state-registered advisers), as filed	37%
part1b_q1b2f4	Form ADV Part 1B item Q1B2F4 (state-registered advisers), as filed	37%
part1b_q1b2f5	Form ADV Part 1B item Q1B2F5 (state-registered advisers), as filed	37%
part1b_q1b2g2	Form ADV Part 1B item Q1B2G2 (state-registered advisers), as filed	9%
part1b_q1b2hscrtsnvsmt	Form ADV Part 1B item Q1B2HSCRTSNVSMT (state-registered advisers), as filed	26%
part1b_q1b2hnscrtsnvsmt	Form ADV Part 1B item Q1B2HNSCRTSNVSMT (state-registered advisers), as filed	25%
part1b_q1b2i1	Form ADV Part 1B item Q1B2I1 (state-registered advisers), as filed	37%
part1b_q1b2i1a	Form ADV Part 1B item Q1B2I1A (state-registered advisers), as filed	31%
part1b_q1b2i1b	Form ADV Part 1B item Q1B2I1B (state-registered advisers), as filed	31%
part1b_q1b2i1c	Form ADV Part 1B item Q1B2I1C (state-registered advisers), as filed	31%
part1b_q1b2i2ai	Form ADV Part 1B item Q1B2I2AI (state-registered advisers), as filed	37%
part1b_q1b2i2aiiatrny	Form ADV Part 1B item Q1B2I2AIIATRNY (state-registered advisers), as filed	12%
part1b_q1b2i2aiicpa	Form ADV Part 1B item Q1B2I2AIICPA (state-registered advisers), as filed	11%
part1b_q1b2i2aiioth	Form ADV Part 1B item Q1B2I2AIIOTH (state-registered advisers), as filed	12%
part1b_q1b2i2b	Form ADV Part 1B item Q1B2I2B (state-registered advisers), as filed	37%
part1b_q1b2i3	Form ADV Part 1B item Q1B2I3 (state-registered advisers), as filed	37%
part1b_q1b2k1	Form ADV Part 1B item Q1B2K1 (state-registered advisers), as filed	35%
part1b_q1b2b4	Form ADV Part 1B item Q1B2B4 (state-registered advisers), as filed	26%
part1b_q1b2b1	Form ADV Part 1B item Q1B2B1 (state-registered advisers), as filed	5%
part1b_q1b2b2	Form ADV Part 1B item Q1B2B2 (state-registered advisers), as filed	5%
state_other_business_tax_preparer	Part 1B other business: tax preparer	7%
part1b_q1bg1issuescrts	Form ADV Part 1B item Q1BG1ISSUESCRTS (state-registered advisers), as filed	7%
part1b_q1bg1xcldpoolinvmt	Form ADV Part 1B item Q1BG1XCLDPOOLINVMT (state-registered advisers), as filed	7%
part1b_q1bg1poolinvmt	Form ADV Part 1B item Q1BG1POOLINVMT (state-registered advisers), as filed	7%
part1b_q1bg1readvsr	Form ADV Part 1B item Q1BG1READVSR (state-registered advisers), as filed	7%
sole_proprietor_cfp	Part 1B sole proprietor designation: CFP	2%
sole_proprietor_cfa	Part 1B sole proprietor designation: CFA	2%
sole_proprietor_chfc	Part 1B sole proprietor designation: ChFC	2%
sole_proprietor_cic	Part 1B sole proprietor designation: CIC	2%
sole_proprietor_pfs	Part 1B sole proprietor designation: PFS	2%
sole_proprietor_no_designation	Part 1B sole proprietor designation: no designation	2%
part1b_q1bj1a	Form ADV Part 1B item Q1BJ1A (state-registered advisers), as filed	2%
part1b_q1bj1b	Form ADV Part 1B item Q1BJ1B (state-registered advisers), as filed	2%
part1b_q1bj2a	Form ADV Part 1B item Q1BJ2A (state-registered advisers), as filed	2%
part1b_q1b2hscrtsnvsmtam	Form ADV Part 1B item Q1B2HSCRTSNVSMTAM (state-registered advisers), as filed	4%
latitude	Latitude of the main office (blank when the street is withheld)	65%
longitude	Longitude of the main office	65%
geo_precision	How the map point was found: an address match, a ZIP or city centre, or none	65%
geocoder	Geocoder that placed the address (U.S. Census)	59%
county	Main office county	65%
county_fips	Five-digit county FIPS code	65%
county_note	Set when the ZIP code spans more than one county	9%
address_quality	complete, no house number, po box, missing city or zip or missing	100%
zip4	ZIP+4 extension	5%

Rows filled is measured on every row of the delivered file.

✓Where this data comes from

This dataset is built from the FDIC BankFind Suite — the institution table, the office-location table (every office an insured institution has registered with the FDIC, from the main office to loan production offices) and the annual Summary of Deposits survey — joined on the FDIC's own branch and certificate ids. Nothing here comes from a bank's website; every row is the institution's own registered entry, and the service_type column says what kind of office it is. The FDIC publishes no telephone numbers, and none are appended.

October 28, 2026

Snapshot built

437 fields

Columns in the file

Fill measured

On every row of the delivered file

Offices are published as the FDIC holds them; the only rows removed are the foreign offices of US banks (London, Nassau, Buenos Aires…), which are counted and stated on each dataset. Coordinates are validated to US bounds and blanked where the register's value was impossible; dates are normalised to ISO. Deposit figures are joined from the June 30 Summary of Deposits and carry that survey date on every row, so an office opened since the survey shows a blank rather than a guess.

How we build and date every file: methodology.

Using ChatGPT, Claude or an API?

No setup needed. Ask ChatGPT or Claude your question about the Registered Investment Adviser Firms and give it this page: it can open https://locationlists.com/find?dataset=investment-adviser-list with the filters you need and show you the count and price.

Using ChatGPT or Claude? Tell it to answer from locationlists.com/find — no account, no connector.

How assistants ask

No connector needed. Any AI assistant can answer from this site with a web link, no connector, no account: open https://locationlists.com/find with the question as query parameters.

If a question needs filtering, distance, combining lists or a price, open a /find link: either put the question itself in q=, or build the structured link. The answer does not need an API, a connector or an account.

Simplest, the question itself: https://locationlists.com/find?q=<the question in plain words>

Or set the parts yourself: https://locationlists.com/find?dataset=<slug>&state=<ST>&city=<city>&county=<county>&zip=<zip>&near=<place or zip>&radius=<miles>&where=<column>:<op>:<value>&total=<rows>

Leave out what the question does not need. Distance is radius, in straight-line miles; near can name several places separated by | to reach from any of them. To ask about several lists at once, use datasets with two or more names, or category with a kind of business. To compare two lists, add relate=nearest and the other list with b. in front of its parameters. To count by area, use areas=county (or zip, state, metro). To keep only places whose county, ZIP code, metro area or state meets a Census figure, add area_where (for example county:population>1000000); with areas, per=100000 gives counts per 100,000 residents.

Links an assistant can open, each showing how many rows match, a few preview rows and the price for just that part:

Only rows where umbrella_registration is Y: https://locationlists.com/find?dataset=investment-adviser-list&where=umbrella_registration%3Aeq%3AY
The whole list: add a city, state, ZIP code or distance: https://locationlists.com/find?dataset=investment-adviser-list

Optional: connect for repeat use or wallet payments:

Read https://locationlists.com/skill.md and follow the instructions to connect LocationLists. Then show me the Registered Investment Adviser Firms list.

Your assistant will walk you through setup and show you the price before you pay.

For developers

Every step below has a no-connector equivalent: https://locationlists.com/find?dataset=investment-adviser-list with the same filters as query parameters.

Connect your agent to https://locationlists.com/mcp (no key, no signup).
Call count_locations with dataset: "investment-adviser-list" and any filter — it is free, and returns how many rows match and what they cost.
Fetch the rows with query_locations: $0.42 per 100 rows from this dataset. Above 21,922 rows, buying the whole file is cheaper.

Paid in USDC over x402 — the agent gets an HTTP 402 with the exact price, signs, and retries. Money moves only after rows are delivered, so a failed or empty query costs nothing. Setup for Claude, Cursor and VS Code

?Frequently Asked Questions

How many Registered Investment Adviser Firms are there in the US?

There are 43,843 Registered Investment Adviser Firms in the US as of October 2026. They are in all 50 states, DC and Puerto Rico.

Where does this data come from?

From the SEC's Investment Adviser Public Disclosure compilation files of 28 October 2026, for both SEC and state registrations. The SEC's monthly Form ADV extract adds the CIK, private fund figures and asset mix. We placed U.S. main office addresses on the map with the U.S. Census geocoder.

Why do some firms have no address?

The SEC withholds the main office street when it is the adviser's home. That is 12,062 firms. They keep their phone, CRD number and Form ADV answers, with address_published N. They have no map point.