# Registered Investment Adviser Firms — U.S. location dataset

All 43,843 locations in the U.S., as one CSV: 398 fields per record, 52 states, file built October 28, 2026. $89 one-time, with up to 10 real rows free before you buy.

Canonical URL: https://locationlists.com/data/investment-adviser-list

43,843 investment adviser firms, read on 28 October 2026 from the SEC's Form ADV filings. 17,254 are registered with the SEC and 6,800 file with it as exempt reporting advisers. 16,309 are registered with a state and 3,480 are state exempt reporting advisers. Every firm has its CRD number and a phone. 78% list a website. About 70% report assets under management, employees and client counts. Each row keeps the firm's Form ADV answers: fees, services, client types, custody, affiliations, private funds and disclosures. 437 columns in all. The SEC withholds the street address of 12,062 firms (27.5%) because the main office is a home. Those rows say address_published N and have no map point. So 65% of firms have a map point. Form ADV holds no email address, so the list has none.

## The figures

- Records: 43,843 locations (6 US)
- States: 52
- Coverage: U.S.
- Fields: 398
- Price: $89 one-time, CSV download, commercial license (https://locationlists.com/license)
- Snapshot built on October 28, 2026. Not rebuilt on a schedule.
- File last modified: 2026-10-28

The file has all 43,843 locations across 52 states in one download. Building the same list by searching one area at a time tends to miss places, and a missed place looks like a gap in coverage that is not really there.

## Fields

- `name`: Firm name (business name on Form ADV)
- `legal_name`: Legal name
- `crd_number`: FINRA CRD number of the firm
- `sec_number`: SEC file number (801- or 802-), where SEC-registered or reporting
- `sec_region`: SEC regional office
- `umbrella_registration`: Y when the firm files as an umbrella registration with relying advisers
- `address`: Main office street (blank when the SEC withholds it)
- `address2`: Second main office line
- `city`: Main office city
- `state`: Main office state
- `zip`: Main office ZIP or postal code
- `country_name`: Main office country
- `phone`: Main office phone
- `fax`: Main office fax
- `mailing_address`: Mailing address, where different
- `mailing_address2`: Second mailing address line
- `mailing_city`: Mailing city
- `mailing_state`: Mailing state
- `mailing_zip`: Mailing ZIP
- `mailing_country_name`: Mailing country
- `latest_adv_filing_date`: Date of the latest Form ADV filing
- `form_adv_version`: Form ADV version filed
- `source_feed`: IAPD feed(s) the firm is in (SEC, state or both)
- `address_published`: N when the SEC withholds the main office street because it is a home
- `website`: Main website from Form ADV
- `websites_all`: Every website and social page the firm lists, joined with |
- `website_count`: Number of websites listed
- `other_offices_count`: Number of other offices (Item 1.F)
- `has_website_or_social_media`: Item 1.I: has a website or social media
- `registered_with_foreign_regulator`: Item 1.M: registered with a foreign financial regulator
- `public_reporting_company`: Item 1.N: a public reporting company
- `firm_assets_1b_or_more`: Item 1.O: the firm's own assets are $1 billion or more
- `lei`: Legal Entity Identifier
- `sec_basis_large_adviser_100m_plus`: Item 2.A basis for SEC registration: large adviser $100M plus
- `sec_basis_mid_sized_adviser`: Item 2.A basis for SEC registration: mid sized adviser
- `sec_basis_principal_office_outside_us`: Item 2.A basis for SEC registration: principal office outside U.S.
- `sec_basis_adviser_to_registered_investment_company`: Item 2.A basis for SEC registration: adviser to registered investment company
- `sec_basis_adviser_to_bdc`: Item 2.A basis for SEC registration: adviser to business development company
- `sec_basis_pension_consultant`: Item 2.A basis for SEC registration: pension consultant
- `sec_basis_related_adviser`: Item 2.A basis for SEC registration: related adviser
- `sec_basis_expects_eligibility_120_days`: Item 2.A basis for SEC registration: expects eligibility 120 days
- `sec_basis_multi_state_adviser`: Item 2.A basis for SEC registration: multi state adviser
- `sec_basis_internet_adviser`: Item 2.A basis for SEC registration: internet adviser
- `sec_basis_sec_exemptive_order`: Item 2.A basis for SEC registration: SEC exemptive order
- `sec_basis_no_longer_eligible`: Item 2.A basis for SEC registration: no longer eligible
- `organization_form`: Form of organisation (corporation, LLC, partnership, sole proprietorship)
- `fiscal_year_end_month`: Month the fiscal year ends
- `organized_in_state`: State of organisation
- `organized_in_country`: Country of organisation
- `employees_total`: Item 5.A: total employees
- `employees_investment_advisory`: Item 5.B employees: investment advisory
- `employees_broker_dealer_reps`: Item 5.B employees: broker-dealer reps
- `employees_state_registered_iars`: Item 5.B employees: state registered investment adviser representatives
- `employees_iars_for_other_advisers`: Item 5.B employees: investment adviser representatives for other advisers
- `employees_insurance_agents`: Item 5.B employees: insurance agents
- `solicitor_firms_or_persons`: Solicitor firms or persons
- `clients_without_aum_count`: Item 5.D clients: without assets under management (number)
- `clients_non_us_pct`: Item 5.D clients: non U.S., percent
- `clients_individuals_count`: Item 5.D clients: individuals (number)
- `clients_individuals_fewer_than_5`: Item 5.D clients: individuals: Y when fewer than 5 such clients
- `aum_individuals_usd`: Item 5.D/5.F assets under management: individuals, U.S. dollars
- `clients_high_net_worth_individuals_count`: Item 5.D clients: high net worth individuals (number)
- `aum_high_net_worth_individuals_usd`: Item 5.D/5.F assets under management: high net worth individuals, U.S. dollars
- `clients_banks_thrifts_count`: Item 5.D clients: banks and thrifts (number)
- `aum_banks_thrifts_usd`: Item 5.D/5.F assets under management: banks and thrifts, U.S. dollars
- `clients_investment_companies_count`: Item 5.D clients: investment companies (number)
- `aum_investment_companies_usd`: Item 5.D/5.F assets under management: investment companies, U.S. dollars
- `clients_bdcs_count`: Item 5.D clients: business development companies (number)
- `aum_bdcs_usd`: Item 5.D/5.F assets under management: business development companies, U.S. dollars
- `clients_pooled_vehicles_count`: Item 5.D clients: pooled vehicles (number)
- `aum_pooled_vehicles_usd`: Item 5.D/5.F assets under management: pooled vehicles, U.S. dollars
- `clients_pension_plans_count`: Item 5.D clients: pension plans (number)
- `aum_pension_plans_usd`: Item 5.D/5.F assets under management: pension plans, U.S. dollars
- `clients_charities_count`: Item 5.D clients: charities (number)
- `aum_charities_usd`: Item 5.D/5.F assets under management: charities, U.S. dollars
- `clients_state_municipal_government_count`: Item 5.D clients: state and municipal government (number)
- `aum_state_municipal_government_usd`: Item 5.D/5.F assets under management: state and municipal government, U.S. dollars
- `clients_other_investment_advisers_count`: Item 5.D clients: other investment advisers (number)
- `aum_other_investment_advisers_usd`: Item 5.D/5.F assets under management: other investment advisers, U.S. dollars
- `clients_insurance_companies_count`: Item 5.D clients: insurance companies (number)
- `aum_insurance_companies_usd`: Item 5.D/5.F assets under management: insurance companies, U.S. dollars
- `clients_sovereign_wealth_foreign_official_count`: Item 5.D clients: sovereign wealth funds and foreign officials (number)
- `aum_sovereign_wealth_foreign_official_usd`: Item 5.D/5.F assets under management: sovereign wealth funds and foreign officials, U.S. dollars
- `clients_corporations_count`: Item 5.D clients: corporations (number)
- `aum_corporations_usd`: Item 5.D/5.F assets under management: corporations, U.S. dollars
- `fee_pct_of_aum`: Item 5.E compensation: percent of assets under management
- `fee_hourly`: Item 5.E compensation: hourly
- `fee_subscription`: Item 5.E compensation: subscription
- `fee_fixed`: Item 5.E compensation: fixed
- `fee_commissions`: Item 5.E compensation: commissions
- `fee_performance_based`: Item 5.E compensation: performance based
- `fee_other`: Item 5.E compensation: other
- `manages_portfolios_continuously`: Manages portfolios continuously
- `aum_discretionary_usd`: Item 5.F: discretionary assets under management, U.S. dollars
- `aum_non_discretionary_usd`: Item 5.F: non-discretionary assets under management, U.S. dollars
- `aum_total_usd`: Item 5.F: regulatory assets under management, U.S. dollars
- `accounts_discretionary`: Item 5.F: discretionary accounts
- `accounts_non_discretionary`: Item 5.F: non-discretionary accounts
- `accounts_total`: Item 5.F: total accounts
- `aum_non_us_clients_usd`: Item 5.D/5.F assets under management: non U.S. clients, U.S. dollars
- `service_financial_planning`: Item 5.G advisory service: financial planning
- `service_portfolio_mgmt_individuals_small_business`: Item 5.G advisory service: portfolio management individuals small business
- `service_portfolio_mgmt_investment_companies`: Item 5.G advisory service: portfolio management investment companies
- `service_portfolio_mgmt_pooled_vehicles`: Item 5.G advisory service: portfolio management pooled vehicles
- `service_portfolio_mgmt_institutional`: Item 5.G advisory service: portfolio management institutional
- `service_pension_consulting`: Item 5.G advisory service: pension consulting
- `service_selection_of_other_advisers`: Item 5.G advisory service: selection of other advisers
- `service_newsletters_periodicals`: Item 5.G advisory service: newsletters periodicals
- `service_security_ratings_pricing`: Item 5.G advisory service: security ratings pricing
- `service_market_timing`: Item 5.G advisory service: market timing
- `service_educational_seminars`: Item 5.G advisory service: educational seminars
- `service_other`: Item 5.G advisory service: other
- `wrap_fee_program`: Item 5.I wrap fee programs: fee program
- `advice_limited_investment_types`: Advice limited investment types
- `client_assets_computed_differently`: Client assets computed differently
- `sma_clients`: Item 5.K separately managed accounts: clients
- `sma_borrowing`: Item 5.K separately managed accounts: borrowing
- `sma_derivatives`: Item 5.K separately managed accounts: derivatives
- `sma_custodian_holds_10pct`: Item 5.K separately managed accounts: custodian holds 10%
- `ads_performance_results`: Item 5.L marketing: performance results
- `ads_specific_advice`: Item 5.L marketing: specific advice
- `ads_testimonials`: Item 5.L marketing: testimonials
- `ads_endorsements`: Item 5.L marketing: endorsements
- `ads_third_party_ratings`: Item 5.L marketing: third party ratings
- `ads_hypothetical_performance`: Item 5.L marketing: hypothetical performance
- `ads_predecessor_performance`: Item 5.L marketing: predecessor performance
- `other_business`: Other business
- `sells_other_products_services`: Sells other products services
- `private_fund_adviser`: Private fund adviser
- `principal_transactions_with_clients`: Principal transactions with clients
- `trades_same_securities_as_clients`: Trades same securities as clients
- `recommends_securities_with_ownership_interest`: Recommends securities with ownership interest
- `agency_cross_transactions`: Agency cross transactions
- `recommends_securities_it_underwrites`: Recommends securities it underwrites
- `recommends_securities_with_sales_interest`: Recommends securities with sales interest
- `discretion_securities`: Item 8.C discretion over: securities
- `discretion_amount`: Item 8.C discretion over: amount
- `discretion_broker`: Item 8.C discretion over: broker
- `discretion_commission_rates`: Item 8.C discretion over: commission rates
- `discretionary_broker_is_related`: Discretionary broker is related
- `recommends_brokers`: Recommends brokers
- `recommended_brokers_related`: Recommended brokers related
- `soft_dollar_benefits`: Soft dollar benefits
- `pays_for_client_referrals`: Pays for client referrals
- `pays_employees_for_client_referrals`: Pays employees for client referrals
- `receives_pay_for_client_referrals`: Receives pay for client referrals
- `custody_client_cash`: Item 9 custody: client cash
- `custody_client_securities`: Item 9 custody: client securities
- `related_custody_client_cash`: Item 7.A related person is a: custody client cash
- `related_custody_client_securities`: Item 7.A related person is a: custody client securities
- `custodian_sends_statements`: Custodian sends statements
- `pooled_vehicles_audited`: Pooled vehicles audited
- `surprise_examination`: Surprise examination
- `internal_control_report`: Internal control report
- `acts_as_qualified_custodian`: Item 9.D: the firm acts as qualified custodian for clients
- `related_person_qualified_custodian`: Item 9.D: a related person acts as qualified custodian for clients
- `unnamed_control_person`: Unnamed control person
- `has_disclosures`: Has disclosures
- `disclosure_felony_conviction`: Item 11 disclosure: felony conviction
- `disclosure_felony_charge`: Item 11 disclosure: felony charge
- `disclosure_investment_misdemeanor_conviction`: Item 11 disclosure: investment misdemeanor conviction
- `disclosure_investment_misdemeanor_charge`: Item 11 disclosure: investment misdemeanor charge
- `disclosure_sec_cftc_false_statement`: Item 11 disclosure: SEC CFTC false statement
- `disclosure_sec_cftc_violation`: Item 11 disclosure: SEC CFTC violation
- `disclosure_sec_cftc_caused_violation`: Item 11 disclosure: SEC CFTC caused violation
- `disclosure_sec_cftc_order`: Item 11 disclosure: SEC CFTC order
- `disclosure_sec_cftc_civil_penalty`: Item 11 disclosure: SEC CFTC civil penalty
- `disclosure_regulator_false_statement`: Item 11 disclosure: regulator false statement
- `disclosure_regulator_violation`: Item 11 disclosure: regulator violation
- `disclosure_regulator_caused_violation`: Item 11 disclosure: regulator caused violation
- `disclosure_regulator_order`: Item 11 disclosure: regulator order
- `disclosure_regulator_licence_action`: Item 11 disclosure: regulator licence action
- `disclosure_sro_false_statement`: Item 11 disclosure: self-regulatory organisation false statement
- `disclosure_sro_rule_violation`: Item 11 disclosure: self-regulatory organisation rule violation
- `disclosure_sro_caused_violation`: Item 11 disclosure: self-regulatory organisation caused violation
- `disclosure_sro_disciplined`: Item 11 disclosure: self-regulatory organisation disciplined
- `disclosure_authorization_revoked`: Item 11 disclosure: authorization revoked
- `disclosure_pending_proceeding`: Item 11 disclosure: pending proceeding
- `disclosure_civil_enjoined`: Item 11 disclosure: civil enjoined
- `disclosure_civil_found_violation`: Item 11 disclosure: civil found violation
- `disclosure_civil_dismissed_settled`: Item 11 disclosure: civil dismissed settled
- `disclosure_civil_pending`: Item 11 disclosure: civil pending
- `registration_type`: SEC-registered, SEC exempt reporting adviser, state-registered or state exempt reporting adviser
- `sec_status`: SEC registration status
- `sec_registration_date`: Date of SEC registration
- `notice_filed_states`: States the firm notice-files in
- `notice_filed_states_count`: Number of notice-filing states
- `registration_status`: Registration status
- `registration_date`: Registration date
- `main_office_private_residence`: Y when the main office is a private residence
- `mailing_address_private_residence`: Y when the mailing address is a private residence
- `notice_filings_effective`: Notice filings effective
- `books_records_elsewhere`: Books records elsewhere
- `books_records_city`: Books records city
- `books_records_state`: Books records state
- `books_records_locations_count`: Books records locations (number)
- `succeeded_another_adviser`: Succeeded another adviser
- `affiliated_investment_advisers_count`: Affiliated investment advisers (number)
- `affiliated_ia_bd_count`: Affiliated investment adviser broker-dealer (number)
- `affiliated_broker_dealers_count`: Affiliated broker-dealers (number)
- `private_funds_count`: Private funds (number)
- `private_fund_master_feeder`: Private fund master feeder
- `hedge_fund_adviser`: Hedge fund adviser
- `liquidity_fund_adviser`: Liquidity fund adviser
- `private_equity_fund_adviser`: Private equity fund adviser
- `real_estate_fund_adviser`: Real estate fund adviser
- `securitized_fund_adviser`: Securitized fund adviser
- `venture_capital_fund_adviser`: Venture capital fund adviser
- `other_private_fund_adviser`: Other private fund adviser
- `private_funds_gross_assets_usd`: Private funds gross assets, U.S. dollars
- `private_funds_advised_by_others_count`: Private funds advised by others (number)
- `control_persons_public_companies_count`: Control persons public companies (number)
- `disclosure_felony_conviction_count`: Item 11 disclosure: felony conviction (number)
- `disclosure_felony_charge_count`: Item 11 disclosure: felony charge (number)
- `disclosure_investment_misdemeanor_conviction_count`: Item 11 disclosure: investment misdemeanor conviction (number)
- `disclosure_investment_misdemeanor_charge_count`: Item 11 disclosure: investment misdemeanor charge (number)
- `disclosure_sec_cftc_false_statement_count`: Item 11 disclosure: SEC CFTC false statement (number)
- `disclosure_sec_cftc_violation_count`: Item 11 disclosure: SEC CFTC violation (number)
- `disclosure_sec_cftc_caused_violation_count`: Item 11 disclosure: SEC CFTC caused violation (number)
- `disclosure_sec_cftc_order_count`: Item 11 disclosure: SEC CFTC order (number)
- `disclosure_sec_cftc_civil_penalty_count`: Item 11 disclosure: SEC CFTC civil penalty (number)
- `disclosure_regulator_false_statement_count`: Item 11 disclosure: regulator false statement (number)
- `disclosure_regulator_violation_count`: Item 11 disclosure: regulator violation (number)
- `disclosure_regulator_caused_violation_count`: Item 11 disclosure: regulator caused violation (number)
- `disclosure_regulator_order_count`: Item 11 disclosure: regulator order (number)
- `disclosure_regulator_licence_action_count`: Item 11 disclosure: regulator licence action (number)
- `disclosure_sro_false_statement_count`: Item 11 disclosure: self-regulatory organisation false statement (number)
- `disclosure_sro_rule_violation_count`: Item 11 disclosure: self-regulatory organisation rule violation (number)
- `disclosure_sro_caused_violation_count`: Item 11 disclosure: self-regulatory organisation caused violation (number)
- `disclosure_sro_disciplined_count`: Item 11 disclosure: self-regulatory organisation disciplined (number)
- `disclosure_authorization_revoked_count`: Item 11 disclosure: authorization revoked (number)
- `disclosure_pending_proceeding_count`: Item 11 disclosure: pending proceeding (number)
- `disclosure_civil_enjoined_count`: Item 11 disclosure: civil enjoined (number)
- `disclosure_civil_found_violation_count`: Item 11 disclosure: civil found violation (number)
- `disclosure_civil_dismissed_settled_count`: Item 11 disclosure: civil dismissed settled (number)
- `disclosure_civil_pending_count`: Item 11 disclosure: civil pending (number)
- `aum_per_account_usd`: Assets under management divided by accounts
- `country`: Country code of the main office
- `mailing_country`: Country code of the mailing address
- `naics_code`: NAICS industry code
- `naics_description`: NAICS industry title
- `sic_code`: SIC industry code
- `sic_description`: SIC industry title
- `source_url`: The firm's page on adviserinfo.sec.gov
- `source_files`: SEC files the row was built from
- `source_date`: Date of the IAPD feeds
- `updated_date`: Date the list was built
- `era_venture_capital_fund_adviser`: Item 2.B exempt reporting basis: venture capital fund adviser
- `era_private_fund_adviser_under_150m`: Item 2.B exempt reporting basis: private fund adviser under $150M
- `era_sbic_adviser`: Item 2.B exempt reporting basis: SBIC adviser
- `related_broker_dealer`: Item 7.A related person is a: broker-dealer
- `related_investment_adviser`: Item 7.A related person is a: investment adviser
- `related_municipal_advisor`: Item 7.A related person is a: municipal advisor
- `related_security_based_swap_dealer`: Item 7.A related person is a: security based swap dealer
- `related_major_security_based_swap_participant`: Item 7.A related person is a: major security based swap participant
- `related_commodity_pool_operator_cta`: Item 7.A related person is a: commodity pool operator CTA
- `related_futures_commission_merchant`: Item 7.A related person is a: futures commission merchant
- `related_bank_thrift`: Item 7.A related person is a: bank thrift
- `related_trust_company`: Item 7.A related person is a: trust company
- `related_accountant`: Item 7.A related person is a: accountant
- `related_lawyer`: Item 7.A related person is a: lawyer
- `related_insurance_company_agency`: Item 7.A related person is a: insurance company agency
- `related_pension_consultant`: Item 7.A related person is a: pension consultant
- `related_real_estate_broker_dealer`: Item 7.A related person is a: real estate broker-dealer
- `related_lp_sponsor_syndicator`: Item 7.A related person is a: LP sponsor syndicator
- `related_pooled_vehicle_sponsor_gp`: Item 7.A related person is a: pooled vehicle sponsor GP
- `venture_capital_funds_count`: Venture capital funds (number)
- `hedge_funds_count`: Hedge funds (number)
- `twitter_url`: X (Twitter) page listed on Form ADV
- `linkedin_url`: LinkedIn page listed on Form ADV
- `clients_corporations_fewer_than_5`: Item 5.D clients: corporations: Y when fewer than 5 such clients
- `financial_planning_clients_range`: Financial planning clients range
- `soft_dollars_within_28e_safe_harbor`: Soft dollars within 28(e) safe harbor
- `clients_charities_fewer_than_5`: Item 5.D clients: charities: Y when fewer than 5 such clients
- `clients_insurance_companies_fewer_than_5`: Item 5.D clients: insurance companies: Y when fewer than 5 such clients
- `service_other_description`: Item 5.G advisory service: other description
- `wrap_aum_as_sponsor_usd`: Item 5.I wrap fee programs: assets under management as sponsor, U.S. dollars
- `wrap_aum_as_portfolio_manager_usd`: Item 5.I wrap fee programs: assets under management as portfolio manager, U.S. dollars
- `wrap_aum_as_sponsor_and_manager_usd`: Item 5.I wrap fee programs: assets under management as sponsor and manager, U.S. dollars
- `custody_amount_usd`: Item 9 custody: amount, U.S. dollars
- `custody_clients_count`: Item 9 custody: clients (number)
- `qualified_custodians_count`: Qualified custodians (number)
- `wrap_fee_programs_count`: Item 5.I wrap fee programs: fee programs (number)
- `custody_total_usd`: Item 9 custody: total, U.S. dollars
- `clients_banks_thrifts_fewer_than_5`: Item 5.D clients: banks and thrifts: Y when fewer than 5 such clients
- `clients_state_municipal_government_fewer_than_5`: Item 5.D clients: state and municipal government: Y when fewer than 5 such clients
- `clients_other_investment_advisers_fewer_than_5`: Item 5.D clients: other investment advisers: Y when fewer than 5 such clients
- `clients_sovereign_wealth_foreign_official_fewer_than_5`: Item 5.D clients: sovereign wealth funds and foreign officials: Y when fewer than 5 such clients
- `cik`: SEC Central Index Key
- `sma_mix_exchange_traded_equity_pct`: Item 5.K separately managed account asset mix: exchange traded equity, percent
- `sma_mix_non_exchange_equity_pct`: Item 5.K separately managed account asset mix: non exchange equity, percent
- `sma_mix_us_government_bonds_pct`: Item 5.K separately managed account asset mix: U.S. government bonds, percent
- `sma_mix_us_state_local_bonds_pct`: Item 5.K separately managed account asset mix: U.S. state local bonds, percent
- `sma_mix_sovereign_bonds_pct`: Item 5.K separately managed account asset mix: sovereign bonds, percent
- `sma_mix_investment_grade_corporate_bonds_pct`: Item 5.K separately managed account asset mix: investment grade corporate bonds, percent
- `sma_mix_non_investment_grade_corporate_bonds_pct`: Item 5.K separately managed account asset mix: non investment grade corporate bonds, percent
- `sma_mix_derivatives_pct`: Item 5.K separately managed account asset mix: derivatives, percent
- `sma_mix_registered_investment_company_securities_pct`: Item 5.K separately managed account asset mix: registered investment company securities, percent
- `sma_mix_pooled_vehicle_securities_pct`: Item 5.K separately managed account asset mix: pooled vehicle securities, percent
- `sma_mix_cash_pct`: Item 5.K separately managed account asset mix: cash, percent
- `sma_mix_other_pct`: Item 5.K separately managed account asset mix: other, percent
- `ads_pays_for_testimonials_ratings`: Item 5.L marketing: pays for testimonials ratings
- `also_broker_dealer`: Item 6.A also acts as: broker-dealer
- `also_broker_dealer_rep`: Item 6.A also acts as: broker-dealer rep
- `also_commodity_pool_operator_cta`: Item 6.A also acts as: commodity pool operator CTA
- `also_futures_commission_merchant`: Item 6.A also acts as: futures commission merchant
- `also_real_estate_broker`: Item 6.A also acts as: real estate broker
- `also_insurance_broker_agent`: Item 6.A also acts as: insurance broker agent
- `also_bank`: Item 6.A also acts as: bank
- `also_trust_company`: Item 6.A also acts as: trust company
- `also_municipal_advisor`: Item 6.A also acts as: municipal advisor
- `also_security_based_swap_dealer`: Item 6.A also acts as: security based swap dealer
- `also_major_security_based_swap_participant`: Item 6.A also acts as: major security based swap participant
- `also_accountant`: Item 6.A also acts as: accountant
- `also_lawyer`: Item 6.A also acts as: lawyer
- `also_other_financial_product_salesperson`: Item 6.A also acts as: other financial product salesperson
- `related_custody_amount_usd`: Item 7.A related person is a: custody amount, U.S. dollars
- `related_custody_clients_count`: Item 7.A related person is a: custody clients (number)
- `state_registration_states`: States the firm is registered in
- `state_registration_statuses`: Status of each state registration
- `state_registration_dates`: Date of each state registration
- `state_registrations_count`: Number of state registrations
- `state_era_states`: States where the firm is a state exempt reporting adviser
- `state_era_dates`: Dates of those state filings
- `private_equity_funds_count`: Private equity funds (number)
- `clients_other_count`: Item 5.D clients: other (number)
- `aum_other_usd`: Item 5.D/5.F assets under management: other, U.S. dollars
- `other_private_funds_count`: Other private funds (number)
- `advised_rics_bdcs_count`: Advised RICs business development companies (number)
- `facebook_url`: Facebook page listed on Form ADV
- `other_business_is_primary`: Other business is primary
- `youtube_url`: YouTube channel listed on Form ADV
- `also_other_financial_product_description`: Item 6.A also acts as: other financial product description
- `instagram_url`: Instagram page listed on Form ADV
- `fee_other_description`: Item 5.E compensation: other description
- `clients_pension_plans_fewer_than_5`: Item 5.D clients: pension plans: Y when fewer than 5 such clients
- `last_surprise_exam_month`: Last surprise exam month
- `clients_high_net_worth_individuals_fewer_than_5`: Item 5.D clients: high net worth individuals: Y when fewer than 5 such clients
- `clients_other_description`: Item 5.D clients: other description
- `clients_other_fewer_than_5`: Item 5.D clients: other: Y when fewer than 5 such clients
- `organization_form_other`: Organization form other
- `relying_advisers_count`: Relying advisers (number)
- `financial_planning_clients_over_500`: Financial planning clients over 500
- `real_estate_funds_count`: Real estate funds (number)
- `firm_assets_range`: Item 1.O: range of the firm's own assets
- `part1b_q1b2c`: Form ADV Part 1B item Q1B2C (state-registered advisers), as filed
- `part1b_q1b2d`: Form ADV Part 1B item Q1B2D (state-registered advisers), as filed
- `part1b_q1b2e1`: Form ADV Part 1B item Q1B2E1 (state-registered advisers), as filed
- `part1b_q1b2e2`: Form ADV Part 1B item Q1B2E2 (state-registered advisers), as filed
- `part1b_q1b2e3`: Form ADV Part 1B item Q1B2E3 (state-registered advisers), as filed
- `part1b_q1b2e4`: Form ADV Part 1B item Q1B2E4 (state-registered advisers), as filed
- `part1b_q1b2e5`: Form ADV Part 1B item Q1B2E5 (state-registered advisers), as filed
- `part1b_q1b2f1`: Form ADV Part 1B item Q1B2F1 (state-registered advisers), as filed
- `part1b_q1b2f2`: Form ADV Part 1B item Q1B2F2 (state-registered advisers), as filed
- `part1b_q1b2f3`: Form ADV Part 1B item Q1B2F3 (state-registered advisers), as filed
- `part1b_q1b2f4`: Form ADV Part 1B item Q1B2F4 (state-registered advisers), as filed
- `part1b_q1b2f5`: Form ADV Part 1B item Q1B2F5 (state-registered advisers), as filed
- `part1b_q1b2g2`: Form ADV Part 1B item Q1B2G2 (state-registered advisers), as filed
- `part1b_q1b2hscrtsnvsmt`: Form ADV Part 1B item Q1B2HSCRTSNVSMT (state-registered advisers), as filed
- `part1b_q1b2hnscrtsnvsmt`: Form ADV Part 1B item Q1B2HNSCRTSNVSMT (state-registered advisers), as filed
- `part1b_q1b2i1`: Form ADV Part 1B item Q1B2I1 (state-registered advisers), as filed
- `part1b_q1b2i1a`: Form ADV Part 1B item Q1B2I1A (state-registered advisers), as filed
- `part1b_q1b2i1b`: Form ADV Part 1B item Q1B2I1B (state-registered advisers), as filed
- `part1b_q1b2i1c`: Form ADV Part 1B item Q1B2I1C (state-registered advisers), as filed
- `part1b_q1b2i2ai`: Form ADV Part 1B item Q1B2I2AI (state-registered advisers), as filed
- `part1b_q1b2i2aiiatrny`: Form ADV Part 1B item Q1B2I2AIIATRNY (state-registered advisers), as filed
- `part1b_q1b2i2aiicpa`: Form ADV Part 1B item Q1B2I2AIICPA (state-registered advisers), as filed
- `part1b_q1b2i2aiioth`: Form ADV Part 1B item Q1B2I2AIIOTH (state-registered advisers), as filed
- `part1b_q1b2i2b`: Form ADV Part 1B item Q1B2I2B (state-registered advisers), as filed
- `part1b_q1b2i3`: Form ADV Part 1B item Q1B2I3 (state-registered advisers), as filed
- `part1b_q1b2k1`: Form ADV Part 1B item Q1B2K1 (state-registered advisers), as filed
- `part1b_q1b2b4`: Form ADV Part 1B item Q1B2B4 (state-registered advisers), as filed
- `part1b_q1b2b1`: Form ADV Part 1B item Q1B2B1 (state-registered advisers), as filed
- `part1b_q1b2b2`: Form ADV Part 1B item Q1B2B2 (state-registered advisers), as filed
- `state_other_business_tax_preparer`: Part 1B other business: tax preparer
- `part1b_q1bg1issuescrts`: Form ADV Part 1B item Q1BG1ISSUESCRTS (state-registered advisers), as filed
- `part1b_q1bg1xcldpoolinvmt`: Form ADV Part 1B item Q1BG1XCLDPOOLINVMT (state-registered advisers), as filed
- `part1b_q1bg1poolinvmt`: Form ADV Part 1B item Q1BG1POOLINVMT (state-registered advisers), as filed
- `part1b_q1bg1readvsr`: Form ADV Part 1B item Q1BG1READVSR (state-registered advisers), as filed
- `sole_proprietor_cfp`: Part 1B sole proprietor designation: CFP
- `sole_proprietor_cfa`: Part 1B sole proprietor designation: CFA
- `sole_proprietor_chfc`: Part 1B sole proprietor designation: ChFC
- `sole_proprietor_cic`: Part 1B sole proprietor designation: CIC
- `sole_proprietor_pfs`: Part 1B sole proprietor designation: PFS
- `sole_proprietor_no_designation`: Part 1B sole proprietor designation: no designation
- `part1b_q1bj1a`: Form ADV Part 1B item Q1BJ1A (state-registered advisers), as filed
- `part1b_q1bj1b`: Form ADV Part 1B item Q1BJ1B (state-registered advisers), as filed
- `part1b_q1bj2a`: Form ADV Part 1B item Q1BJ2A (state-registered advisers), as filed
- `part1b_q1b2hscrtsnvsmtam`: Form ADV Part 1B item Q1B2HSCRTSNVSMTAM (state-registered advisers), as filed
- `latitude`: Latitude of the main office (blank when the street is withheld)
- `longitude`: Longitude of the main office
- `geo_precision`: How the map point was found: an address match, a ZIP or city centre, or none
- `geocoder`: Geocoder that placed the address (U.S. Census)
- `county`: Main office county
- `county_fips`: Five-digit county FIPS code
- `county_note`: Set when the ZIP code spans more than one county
- `address_quality`: complete, no_house_number, po_box, missing_city_or_zip or missing
- `zip4`: ZIP+4 extension

In the header but under 1% filled, so not in this release: sma_mix_other_description, parallel_managed_assets_usd, additional_crd_number, securitized_funds_count, acquired_firm_name, acquired_firm_crd, succession_by_change_of_form, liquidity_funds_count, adv_legacy_q5d1a, adv_legacy_q5d1b, adv_legacy_q5d1c, adv_legacy_q5d1d, adv_legacy_q5d1e, adv_legacy_q5d1f, adv_legacy_q5d1g, adv_legacy_q5d1h, adv_legacy_q5d1i, adv_legacy_q5d1j, adv_legacy_q5d1k, adv_legacy_q5d1l, adv_legacy_q5d1m, adv_legacy_q5d2a, adv_legacy_q5d2b, adv_legacy_q5d2c, adv_legacy_q5d2d, adv_legacy_q5d2e, adv_legacy_q5d2f, adv_legacy_q5d2g, adv_legacy_q5d2h, adv_legacy_q5d2i, adv_legacy_q5d2j, adv_legacy_q5d2k, adv_legacy_q5d2l, adv_legacy_q5d2m, pays_for_client_referrals_legacy, part1b_q1b2i2aiiothtx, part1b_q1b2hnscrtsnvsmtam, clients_without_aum_over_100, adv_legacy_q1odesc.

## What we did to this data

Unified 200 city spellings, corrected 48 misspelled city names, shortened 2,082 ZIP codes, added coordinates to 2,395 listings, added the county to 28,322 listings, re-placed 9 misplaced map points, flagged 14,214 incomplete addresses and measured 43,843 rows. Rebuilt October 28, 2026 from adviserinfo.sec.gov.

## How complete the key fields are

phone 100%, website 78%, street address 73%, city 73%, state 65%, ZIP code 72%, latitude 65%, longitude 65%. 219 of 437 columns are filled on at least half the rows.

## Ask this list a question with a link

No connector and no account; each link answers with the matching count, preview rows and the price for just that part.

- [Only rows where umbrella_registration is Y](https://locationlists.com/find?dataset=investment-adviser-list&where=umbrella_registration%3Aeq%3AY)
- [The whole list: add a city, state, ZIP code or distance](https://locationlists.com/find?dataset=investment-adviser-list)

## The same dataset, for machines

- Record as JSON: https://locationlists.com/data/investment-adviser-list/dataset.json
- Free sample, up to 10 real rows: https://locationlists.com/data/investment-adviser-list/sample.csv or https://locationlists.com/data/investment-adviser-list/sample.json
- Buy link (opens Stripe Checkout): https://locationlists.com/data/investment-adviser-list/buy

## Questions

### Where does this data come from?

From the SEC's Investment Adviser Public Disclosure compilation files of 28 October 2026, for both SEC and state registrations. The SEC's monthly Form ADV extract adds the CIK, private fund figures and asset mix. We placed U.S. main office addresses on the map with the U.S. Census geocoder.

### Why do some firms have no address?

The SEC withholds the main office street when it is the adviser's home. That is 12,062 firms. They keep their phone, CRD number and Form ADV answers, with address_published N. They have no map point.

### Is there an email for each firm?

No. Form ADV does not publish an email address. Every firm has a phone, and 78% list a website.

### Does it include individual advisers?

No. One row is one firm, keyed on its CRD number. Individual representatives are not in it.

### How current is it?

Snapshot built on October 28, 2026. It is a one-time snapshot and is not rebuilt on a schedule.

### How is this data cleaned?

Every rebuild runs the same steps and counts what each one changed. For the current file, rebuilt October 28, 2026 from adviserinfo.sec.gov: Merged 0 duplicate listings that had the same business name, street address and ZIP code, keeping every filled-in detail from both (October 28, 2026). Unified 200 city names written more than one way within the same ZIP code (for example with and without a space or an abbreviation) to the US Census Bureau spelling (October 28, 2026). Corrected 48 misspelled city names to the US Census Bureau place name for their ZIP code (October 28, 2026). Shortened 2,082 ZIP codes to the five-digit code every address filter expects, keeping the delivery-route segment in a column of its own (October 28, 2026). Added map coordinates to 2,395 listings that had none, from the US Census Bureau address geocoder or, where the street address could not be matched, the centre of the ZIP code (October 28, 2026). Set the county and its federal county code on 28,322 listings, matched to the US Census Bureau county list from the county the source records, the listing's map point, or its ZIP code area (October 28, 2026). Checked every map point against the state in its address and re-placed 9 points that fell outside that state (October 28, 2026). Flagged 14,214 addresses that are incomplete, a PO box, or missing a house number, in an address quality column (October 28, 2026). Checked that the row count, state count and field completeness published for this file were measured from the file itself (October 28, 2026).

### Isn't this free on adviserinfo.sec.gov?

The underlying records are public on adviserinfo.sec.gov. What you pay for is the work between that public release and this file: unified 200 city spellings, corrected 48 misspelled city names, shortened 2,082 ZIP codes, added coordinates to 2,395 listings, added the county to 28,322 listings, re-placed 9 misplaced map points, flagged 14,214 incomplete addresses and measured 43,843 rows. The current file was rebuilt October 28, 2026 from adviserinfo.sec.gov. Doing it yourself means downloading the full release, repeating each of those steps, and repeating them again every time the source updates.

### How complete is each field?

Measured on every row of the current file, the share of rows that carry each key field: phone 100%, website 78%, street address 73%, city 73%, state 65%, ZIP code 72%, latitude 65%, longitude 65%. 219 of 437 columns are filled on at least half the rows, and 2 are empty in every row.